GENERAL SEMANTICS
Toward a new general system of
evaluation
and predictability in solving human problems
Alfred Korzybski
Author of Manhood of Humanity and
Science and Sanity
Paper from Alfred Korzybski: Collected Writings 1920-1950
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GENERAL SEMANTICS.
The term general semantics originated with
Alfred Korzybski in 1933 as the name for a general theory of evaluation,
which in application turned out to be an empirical science, giving methods for
general human adjustment in our private, public, and professional lives. His
study has led ultimately to the formulation of a new system, with general
semantics as its modus operandi.
This theory was first presented in his Science and Sanity: An Introduction
to Non-aristotelian Systems and General Semantics.
What Makes Humans Human?
After World War I Korzybski and others began to
analyze the precipitating factors of such human disasters, realizing that some
fundamental ideational revisions were due. In investigating the problems of
'human nature', he found it unavoidable to revise the old notions about humans,
derived from primitives and codified by the ancient Greeks, and made a new,
functional definition of 'man' from an engineering, historical, and
epistemological point of view, with far-reaching implications. [For explanation
of use of single quotes see below under Extensional Devices.]
It became necessary to investigate for the first time potentialities of
humans, not blindly depending on static data of statistical records of past
human performances, known today to be an unreliable or even fallacious method of
approach.
This was the thesis of Korzybski's first book, Manhood of Humanity: The
Science and Art of Human Engineering (1921).
He by-passed the mythological dogmas and enquired, "What is the unique
characteristic of humans which makes them human?" He observed anew that each
human generation has the potential capacity, unlike animals, to start where
former generations left off. He analyzed the neurological and socio-cultural
processes by which men can create, preserve, and transmit what they have learned
individually to future generations. This unique neurological capacity he called
time-binding.
Human Engineering.
The structure of our forms of
representation (languages, etc.) was found to be of pivotal importance in
the history of human cultures. With an engineering practical outlook, Korzybski
had questioned: "Why is it that structures built by engineers do not, as a rule
collapse, or if they do, then the physico-mathematical or other evaluational
errors are easily discovered; yet social, economic, political, etc., systems,
also man-made, do sporadically collapse in the forms of wars, revolutions,
financial depressions, unemployment, etc.?" This led to the question: "What is
it that engineers do neurologically when they build bridges, etc.?" The
answer was: "They use a special, narrow but 'perfect' language called
mathematics, which is similar in structure to the facts they deal
with, and which therefore yields predictable empirical results."
He then investigated what the builders of social, economic, political, and
other insecure human structures do neurologically, and found that they
employ languages (i.e., forms of representation) which are not similar in
structure to the facts of science and life as known today. Consequently
their results are unpredictable and disasters follow.
Though the main facts of history are known, solutions of human problems have
been blocked by pre-scientific, mythological, metaphysical dogmas which have
prevented and continue to prevent the possibility of tracing fundamental errors.
Origin of General Semantics.
Clearly a solution required the formulation
of a general system, based on physico-mathematical methods of order,
relation, etc., which would make possible proper evaluations and therefore
predictability.
The first step was to revise the primitive outlook that regarded humans as
merely biological organisms on the level of animals rather than as more
complex psycho-biological organisms which produce their own socio-cultural
environments, sciences, civilizations, etc. Even the most 'intelligent' ape
never achieved that.
The next step was a methodological integration of what was already
known, and the production of general teachable formulations to handle the
increasingly numerous and complex factors in human psycho-biological
inter-relationships today. To cope with such problems required a consideration
of neuro-linguistic and neuro-semantic environments as environment.
The word semantics was introduced into linguistic literature by Michel
Bréal, translated from the French in 1897. It is derived from the Greek
semainein ("to mean, to signify") and Bréal stressed meaning on
the verbal level. Lady Welby, a contemporary, introduced a theory of
Significs, a more organismal evaluation of Bréal's "meaning."
Korzybski, in 1933, called his theory "general semantics" because it
deals with the nervous reactions of the human
organism-as-a-whole-in-environments, and is much more general and organismally
fundamental than the "meanings" of words as such, or Significs.
It is called "non-aristotelian" because, although it includes the still
prevailing aristotelian system as a special case, it is a wider, more general
formulation to fit the world and 'human nature' as we know it today rather than
as Aristotle knew it c. 350 BC.
The aristotelian assumptions influenced the euclidean system, and both
underlie the later newtonian system. The first non-aristotelian system takes
into account newly discovered complexities in all fields, and parallels and is
interdependent methodologically with the new non-euclidean and non-newtonian
developments in mathematics and mathematical physics, which made possible even
the release of nuclear energy, as in the atomic bombs.
This revised and broadened general outlook makes necessary profound revisions
in educational methods, requires de-departmentalization of education, etc.,
which could be accomplished only after the exact sciences and general human
orientations had been unified through an adequate methodological synthesis. Such
unification, since it was based on modern scientific methods
(physico-mathematical) and the foundations of mathematics incorporated simple
workable, elementary techniques which could be applied in any human endeavor,
and even to the education of small children.
PSYCHO-LOGICAL MECHANISMS IN HUMAN BEHAVIOR
In the
formulation of this synthesis it became obvious that to understand the working
of the human nervous system as-a-whole, it was necessary to extract the method
of nervous functioning as exemplified by (1) the best product of human behavior
(mathematics, etc.), and (2) the worst (psychiatric disorders). It was found
that at both extremes the psycho-logical mechanisms were similar, differing
not in kind, but in degree, and that the reactions of most people
are somewhere in between.
Space-Time Disorientation in Psychiatric Disorders.
General observations
of daily human reactions demonstrate that many 'normal' persons are disoriented
in space-time in varying degrees. Patients in psychiatric hospitals often show
acute disorientations as to "who," "where," and "when." In fact, across the
world in such hospitals those are the first questions which are asked of the
incoming patients, and their reactions to them are in many ways indicative of
the seriousness of their illness. Even average 'normal' individuals often react
as if certain situations, happenings, etc., here (say, Chicago)
and now (say, 1947) are identical in value with certain incidents,
situations, happenings, etc., that occurred somewhere else (say, Seattle)
some years ago (say, 1926). Those persons remain unconscious of, and so
unable to deal with, these fundamental differences in space-time their reactions
continuing on the infantile level, and hence are necessarily maladjusted to
their present status (of 1947).
Physicians familiar with general semantics have often treated such cases
successfully, applying these new extensional methods in psycho-therapy to
eliminate identification of the past with the present, etc., thus re-orienting
the individual in space-time.
Many observations indicate that techniques for general orientation based on
physico-mathematical space-time ordering, etc., simplify understanding of the
most complex human problems. At the same time they point the way to
neuro-preventive educational measures against serious socio-cultural
maladjustments and indicate constructive possibilities for a new applied
anthropology, and a new human ecology which takes into consideration our
neuro-semantic and neuro-linguistic environments as environment.
Space-Time Orientation in Mathematics.
The study of mathematics as a
form of neuro-linguistic reactions led to a new definition of number in terms of
human behavior and relations which applies equally to the verbal and non-verbal
levels. This new definition clears up the problems of mathematical infinity,
reveals the fictitious character of transfinite numbers, etc.
Until 1933 no definition of number had been produced which would explain the
nature of number, measurement, etc., and would account for the unique validity
and high degree of predictability of results arrived at through mathematical
methods. The old definition of number in terms of "class of classes" gave
results eventuallv in terms of "class of classes," which explained nothing. The
new definition of number as unique specific asymmetrical relations
produced solutions in terms of those relations, giving structure. Since
structure is known to be the only content of human knowledge, and since the
non-aristotelian science of mathematics deals only with relation and so
structure, the old mystery of "why mathematics and measurement?" is answered;
the unique validity of mathematical methods is accounted for, whether applied to
mathematics, other sciences, or human problems of living.
PREMISES OF GENERAL SEMANTICS.
The premises of the
non-aristotelian system can be given by the simple analogy of the relation of a
map to the territory:
- A map is not the territory.
- A map does not represent all of a territory.
- A map is self-reflexive in the sense that an 'ideal' map would
include a map of the map, etc., indefinitely.
Applied to daily life
and language:
- A word is not what it represents.
- A word does not represent all of the 'facts', etc.
- Language is self-reflexive in the sense that in language we can
speak about language.
Our habitual reactions today, however,
are still based on primitive, pre-scientific, unconscious assumptions, which
in action mostly violate the first two premises and disregard the third.
Mathematics and general semantics are the only exceptions.
Self-Reflexiveness.
The third premise stemmed from the application to
everyday life of the extremely important work of Bertrand Russell, who gave
academic prominence to self-reflexiveness in his attempt to solve mathematical
self-contradictions by his theory of mathematical types. We may speak
(verbalize) about "a proposition about all propositions," but in actuality we
cannot make a proposition about all propositions, since in doing
so we are in fact producing a new proposition, and thus we run
into stultifying self-contradictions. Russell rightly called the products
of these pathological verbal performances "illegitimate totalities." By such
unconscious over-generalizations we humans have been living, not very
successfully.
Applied by Korzybski to our everyday lives, self-reflexiveness introduced
neuro-linguistic factors important for human adjustment and maturity; i.e., the
principles of different orders of abstractions, multiordinality, the circularity
of human knowledge, second-order reactions, delay of reactions by space-time
ordering, thalamo-cortical integration, etc.
Consciousness of Abstracting.
These principles in turn led to a
general consciousness of abstracting as the necessary basis for the
achievement of socio-cultural maturity. This produced, among others, means of
eliminating active false knowledge, which is known to breed
maladjustments. At the same time it was discovered that mere passive
ignorance in humans often is impossible, but becomes active inferential
knowledge, which may dogmatically ascribe some fictitious 'cause' for
observed 'effects'--the mechanism of primitive mythologies. Inferential
knowledge, however, when consciously accepted as inferential, forms the
hypothetical knowledge of modern science and ceases to be a dogma.
EXTENSIONAL DEVICES
To achieve the coveted consciousness
of abstracting, more appropriate evaluations, etc., techniques were taken
directly from modern physico-mathematical methods, the use of which has been
found empirically effective and of most serious preventive value, particularly
on the level of children's education. Korzybski calls the following expediencies
extensional devices:
- Indexes to train us in consciousness of differences in
similarities, and similarities in differences, such as Smith1, Smith2, etc.
- Chain-indexes to indicate interconnections of happenings in
space-time, where a 'cause' may have a multiplicity of 'effects', which in
turn become 'causes', introducing also . environmental factors, etc. For
instance, Chair1-1 [NOTE, read chair "one" "one"] in a dry attic as different
from Chair1-2 in a damp cellar, or a single happening to an individual in
childhood which may color his reactions (chain-reactions) for the rest of his
life, etc. Chain-indexes also convey the mechanisms of chain-reactions, which
operate generally in this world, life, and the immensely complex human
socio-cultural environment, included.
- Dates to give a physico-mathematical orientation in a space-time
world of processes.
- Et cetera (etc., which can be abbreviated to double punctuation,
such as ., or .; or .:) to remind us permanently of the second premise "not
all"--to train us in a consciousness of characteristics left out; and to
remind us indirectly of the first premise "is not"--to develop flexibility and
a greater degree of conditionality in our semantic reactions.
- Quotes to forewarn us that elementalistic or metaphysical terms are
not to be trusted and that speculations based on them are misleading. [In this
article single quotes are used for this purpose.]
- Hyphens to remind us of the complexities of interrelatedness in
this world.
New Structural Implications of the Hyphen.
The hyphen, representing the
new structural implications:
(1) In space-time revolutionized
physics, transformed our whole world-outlook, and became the foundation of
non-newtonian systems;
(2) In psycho-biological marks sharply the
difference between animals and humans which became the basis of the present
non-aristotelian system.
(3) In psycho-somatic is slowly transforming
medical understanding, practice, etc.
(4) In socio-cultural indicates
the need for a new applied anthropology, human ecology, etc.
(5) In
neuro-linguistic and neuro-semantic emphasizes that we are not
dealing with mere verbalism but with living human reactions. Etc., etc.
Oblivious of the structural implications, departmentalized specialists still
isolate themselves on either side of the hyphen, as if their specialties were
actually separate entities. By eliminating the structural hyphen from such terms
as "psycho-biological" (i.e., "psychobiological") and "psycho-somatic" etc., the
public is led to believe these issues are simple, while complexities today have
increased beyond even professional understanding.
In certain of the sciences solutions have already been found (which led to
the methodological problems generalized in the non-aristotelian revision) and
indicated often by the hyphen, while in others the painful process of
re-examination is still going on.
Physics, for example, has passed from the elementalistic, split, 'absolute
space' and 'absolute time' formulations of Aristotle, Euclid, and Newton to the
non-elementalistic integrated space-time of Einstein-Minkowski, and tremendous
advances have followed. In medical science, however, consideration of
psycho-biological and psycho-somatic problems is only just beginning, requiring
a complete re-evaluation of existing disciplines.
APPLICATIONS OF THE FORMULATIONS
The formulations in the
first non-aristotelian system have crystallized the historical, scientific, and
epistemological trends accumulating for over two thousand years, giving methods
for teaching and general application, thus providing maximum effectiveness for
the fuller development of human potentialities and so the maturity of mankind.
Scientific method (1947) must be general and apply to any phase of life or
science.
Only a few examples of the many different areas in which general semantics
has already proved useful can be mentioned here.
(1) The foundations of
mathematics and so methods of teaching have been revised.
(2) The U.S.
Senate Naval Affairs Committee discussed the new methods in connection with: (a)
the problem of national scientific research; (b) a scientific evaluation of the
merger of the War and Navy departments; and (c) the training of naval officers,
wherein Capt. J. A. Saunders (Ret.) urged that all Navy officers should be
trained in the new methods.
Applications have also been made in:
(3)
presentations and arguments in law courts;
(4) alleviation of combat
exhaustion in the European theater of war, applied by Lt. Col. Douglas M.
Kelley, M.C., to over 7,000 cases;
(5) diagnoses in psycho-somatic medicine,
and as an aid in counseling and psychotherapy, individually or in groups;
(6) treatment of stuttering;
(7) helping reading difficulties;
(8)
eliminating stage fright. Etc., etc.
Perhaps most importantly, applications have been made in the methods and
contents of education on every level, from the nursery through college and
university.
If this partial list seems formidable, it should be remembered that a
scientific methodology for optimum usefulness must necessarily be universal in
scope.
ALFRED KORZYBSKI
BIBLIOGRAPHY
A. Korzybski, Manhood of Humanity: The Science
and Art of Human Engineering (1921, 1947)
C. J. Keyser, "Korzybski's
Concept of Man", Mathematical Philosophy (1922, 1946)
A. Korzybski,
Science and Sanity : An Introduction to Non-aristotelian Systems and
General Semantics (1933, 1947)
S. I. Hayakawa, Language in Action
(1939, 1941)
I. J. Lee, Language Habits in Human Affairs : An
Introduction to General Semantics (1941, 1946)
M. Kendig, ed., Papers
from the Second American Congress on General Semantics (1943)
E. Murray,
The Speech Personality (1944)
W. B. Paul, F. Sorenson et E. Murray, "A
Functional Core for the Basic Communications Course", Quart. Jour. Speech
(Apr. 1946)
W. Johnson, People in Quandaries : The Semantics of
Personal Adjustment (1946)